FUND COMPLIANCE
End to end solution to support firms in the financial sector. With artificial intelligence, Fund Compliance allows the creation and automation of fund companies processes.
Fund Compliance is a modular solution designed for the financial sector. It enables the creation and automation of end to end business processes for custodian banks, asset managers or funds administrators. This artificial intelligence powered solution supports companies with full automation of investment compliance controls with semantic analysis and automatic detection of investment rules. It also automates and simplifies trustee & fiduciary processes.
With Fund Compliance, Compliance & Processes have never been so effortless.
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MANAGE YOUR COMPLIANCE WITH FUND COMPLIANCE
Fund Compliance is a key solution focused on the fund’s industry needs, allowing custodians, fund and asset managers to stay compliant using evolutive technologies. The platform is addressing the most specific investment compliance needs to be related to funds across multiple jurisdictions. The platform automates your investment compliance controls for your fund. The innovative approach of investment funds compliance and the ability to automate each of the required controls using Artificial Intelligence are a key success factor to meet your statutory and regulatory requirements, reduce risks of errors and costs.
FUND COMPLIANCE FEATURES RELATED TO COMPLIANCE INCLUDE:
• Automatic detection of rules from a financial document
• Generation of ratios from detected rules
• Implementation of rules automatically and/or manually
• Audit and Automation of breach analysis
• 4-eyes controls check
• Flexible Workflow engine
• Reporting capabilities and dynamic dashboards
• ETL and Data Quality Checks
MANAGE YOUR PROCESSES WITH FUND COMPLIANCE
Fund Compliance is a unique solution for next-generation operating processes. It enables banking, financial services, and other industries for business process automation in complex operational environments. Whatever the model’s complexity, Fund Compliance will modernize operations using artificial intelligence algorithms, business process monitoring, business activity monitoring and a powerful calculation engine.
PROCESSES AUTOMATED FOR TRUSTEE & FIDUCIARY
• Cash monitoring
• Cash reconciliation
• Timely Settlement
• Funds Lifecycle
• Asset Certification
• NAV Review
• Safekeeping controls and legal documentation
FUND COMPLIANCE MODULES
The AI Software solution allows businesses from the finance sector to manage their activity in a rigorous way thanks to the following modules:
Data Management
This module allows users to build and modify databases and insert new Data automatically from a wide variety of different sources thanks to powerful ETL (Extract-Transform-Load).
Referential Management
Enables companies to manage all their internal referencial.
Document Management System
With this module, companies can centralize all their documents related to finance activity and ensure their versioning.
Genius
It is the module from which fund companies can set up their compliance controls, model the entities to be monitored such as investment funds, but also build and follow up the control plans of these entities and the incidents related to them.
Reporting
Allows creation of dynamic reports.
Business Process Management
The Business process management module enables creation and planning of end-to-end processes by integrating all the operations created from other modules.
Fund Life Cycle
It allows planning and managing actions to be taken as part of the evolution of the life cycle of the entities companies wish to monitor.
HARNESSING THE POWER OF ARTIFICIAL INTELLIGENCE
Artificial Intelligence is Fund Compliance's trademark, the solution uses strong AI algorithms to ensure a high reliability rate and avoid any error. The platform uses machine learning algorithms for semantic analysis, automatic rule detection, and compliance check creation support.
The layout Segmenter
Allows identification of the funds and sub-funds concerned by a prospectus as well as the parts related to each one. It exploits its full potential when processing umbrella funds.
Rule Detection
Allowing semantic analysis and precise identification of statutory and regulatory controls mentioned in these prospectuses.
Table Detection
Enables identification of conformity controls present in tables.
Similarity scoring
Allowing the identification of existing robo-rules corresponding to the detected rules.